Ales Koutny

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- [FCA CF] Manager of certification employee (since 20 Mar 2023)
- [FCA CF] Client dealing (since 16 Mar 2023)
- [FCA CF] Material risk taker (since 21 Feb 2023)
VANGUARD INVESTMENTS UK, LIMITED
FRN 494699
- [FCA CF] Material risk taker (since 21 Feb 2023)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- [FCA CF] Client dealing (17 Apr 2020 to 15 Feb 2023)
- CF30 Customer (27 Jul 2017 to 8 Dec 2019)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF30 Customer (27 Jul 2017 to 16 Feb 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.