Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Sawyer

  IRN AXS02178

  • CF30 Customer (26 Jul 2018 to 29 Nov 2019)
• Abhijyot Singh Khabra

  IRN ASS01126

  • CF30 Customer (31 Mar 2017 to 9 Feb 2018)
• Abhinav Khanna

  IRN AXK01584

  • CF30 Customer (1 Nov 2007 to 4 Apr 2008)
  • CF21 Investment Adviser (1 Jan 2007 to 31 Oct 2007)
• Abigail Elizabeth Smith

  IRN AXS01025

  • [FCA CF] Client dealing (24 Jan 2022 to 31 Mar 2022)
• Adam Charles Hain

  IRN ACH01077

  • SMF18 Other Overall Responsibility (since 3 Nov 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Nov 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (16 Aug 2005 to 31 Oct 2007)
• Adam Corbidge

  IRN AXC00866

  • [FCA CF] Client dealing (25 Aug 2022 to 13 Dec 2023)
• Adam Dale-Harris

  IRN AXD01345

  • CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2003)
• Adam David Larkin

  IRN ALL01040

  • CF30 Customer (27 May 2011 to 3 Aug 2016)
• Adam Douglas Fitzsimmons

  IRN ADF01058

  • CF30 Customer (1 Nov 2007 to 16 Apr 2010)
  • CF23 Corporate Finance Adviser (30 Dec 2003 to 31 Oct 2007)
• Adam James Brown

  IRN AJB01459

  • CF30 Customer (8 Sep 2016 to 22 Dec 2017)

No changes recorded yet.