Adam Charles Hain

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Capital (Europe) Limited

    FRN 193905

    • SMF18 Other Overall Responsibility (since 3 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Nov 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (16 Aug 2005 to 31 Oct 2007)
  • Macquarie Infrastructure and Real Assets (Europe) Limited (no longer approved here)

    FRN 195652

    • CF30 Customer (20 Oct 2008 to 16 Nov 2009)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • CF23 Corporate Finance Adviser (16 Aug 2005 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (25 Jan 2002 to 16 Dec 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 2 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.