Curtis Banks Limited

• Principal Place of Business

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403704147000

  Web

  https://www.curtisbanks.co.uk

• Complaints Contact

  153 Princes Street

  Ipswich

  Suffolk

  IP1 1QJ

  UNITED KINGDOM

  Phone

  +4403704147000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Alexander Rowney

  IRN RAR01116

  • SMF3 Executive Director (since 17 Feb 2026)
  • SMF1 Chief Executive (since 17 Feb 2026)
  • [FCA CF] Significant management (3 Nov 2025 to 18 Feb 2026)
• Richard Anthony Warner

  IRN RAW01204

  • [FCA CF] Significant management (13 Jul 2024 to 17 Feb 2025)
• Richard Charles Thomas Hoad

  IRN RXH00581

  • [FCA CF] Significant management (since 6 Aug 2024)
• Richard Mark Valentine

  IRN RMV01018

  • CF1 Director (15 Jan 2016 to 6 Apr 2018)
• Ross Allan

  IRN RXA77433

  • [FCA CF] Manager of certification employee (since 14 Mar 2025)
  • [FCA CF] Significant management (since 14 Mar 2025)
• Rupert Morris Curtis

  IRN RMC01131

  • CF1 Director (4 Jun 2009 to 24 Dec 2018)
  • CF11 Money Laundering Reporting (4 Jun 2009 to 6 Dec 2012)
  • CF10 Compliance Oversight (4 Jun 2009 to 6 Dec 2012)
  • CF3 Chief Executive (4 Jun 2009 to 24 Dec 2018)
• Scott Macdonald

  IRN SXM09836

  • [FCA CF] Significant management (since 22 Nov 2022)
• Stephen Paul Andrew Knight

  IRN SAK01020

  • [FCA CF] Significant management (23 Apr 2025 to 31 Dec 2025)
• Stephen Wynne-Jones

  IRN SXW00629

  • [FCA CF] Significant management (since 5 Aug 2024)
• Steven King

  IRN SXK01009

  • [FCA CF] Significant management (since 12 Sep 2025)

No changes recorded yet.