Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Suffolk Life Annuities Limited
FRN 110468
- [FCA CF] Significant management (since 20 Mar 2026)
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Suffolk Life Pensions Limited
FRN 116298
- [FCA CF] Significant management (since 20 Mar 2026)
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TALBOT AND MUIR LIMITED
FRN 776228
- [FCA CF] Significant management (since 20 Mar 2026)
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James Hay WRAP Managers Limited
FRN 225574
- SMF18 Other Overall Responsibility (since 11 Jan 2024)
- [FCA CF] CASS oversight function (1 Jan 2023 to 11 Jan 2024)
- [FCA CF] Material risk taker (1 Jan 2023 to 11 Jan 2024)
- [FCA CF] Significant management (22 Nov 2022 to 11 Jan 2024)
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NUCLEUS FINANCIAL SERVICES LIMITED
FRN 456117
- SMF18 Other Overall Responsibility (since 11 Jan 2024)
- [FCA CF] Functions requiring qualifications (18 Feb 2022 to 11 Jan 2024)
- [FCA CF] Material risk taker (18 Feb 2022 to 11 Jan 2024)
- [FCA CF] CASS oversight function (9 Dec 2019 to 11 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 11 Jan 2024)
- CF10a CASS Oversight function (7 Feb 2019 to 8 Dec 2019)
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Curtis Banks Limited
FRN 492502
- [FCA CF] Significant management (since 22 Nov 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.