Richard Anthony Warner

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Suffolk Life Annuities Limited (no longer approved here)

    FRN 110468

    • [FCA CF] Significant management (13 Jul 2024 to 17 Feb 2025)
  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • [FCA CF] Significant management (13 Jul 2024 to 17 Feb 2025)
    • SMF24 Chief Operations (9 Mar 2022 to 12 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2021 to 9 Mar 2022)
  • Suffolk Life Pensions Limited (no longer approved here)

    FRN 116298

    • [FCA CF] Significant management (13 Jul 2024 to 17 Feb 2025)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • [FCA CF] Significant management (13 Jul 2024 to 17 Feb 2025)
    • SMF24 Chief Operations (9 Mar 2022 to 12 Jul 2024)
  • Curtis Banks Limited (no longer approved here)

    FRN 492502

    • [FCA CF] Significant management (13 Jul 2024 to 17 Feb 2025)
  • TALBOT AND MUIR LIMITED (no longer approved here)

    FRN 776228

    • [FCA CF] Significant management (13 Jul 2024 to 17 Feb 2025)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • SMF24 Chief Operations (9 Mar 2022 to 12 Jul 2024)
    • [FCA CF] Significant management (14 Dec 2020 to 9 Mar 2022)
    • [FCA CF] Material risk taker (14 Dec 2020 to 9 Mar 2022)
    • [FCA CF] Manager of certification employee (14 Dec 2020 to 9 Mar 2022)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • SMF24 Chief Operations (9 Mar 2022 to 12 Jul 2024)
    • [FCA CF] Manager of certification employee (14 Dec 2020 to 9 Mar 2022)
    • [FCA CF] Significant management (14 Dec 2020 to 9 Mar 2022)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • SMF24 Chief Operations (9 Mar 2022 to 12 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2021 to 9 Mar 2022)
    • [FCA CF] Significant management (14 Dec 2020 to 9 Mar 2022)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • SMF24 Chief Operations (9 Dec 2019 to 1 Mar 2020)
    • CF29 Significant management (2 Mar 2011 to 8 Dec 2019)
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