Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Suffolk Life Annuities Limited (no longer approved here)

    FRN 110468

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 24 Dec 2018)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 24 Dec 2018)
    • SIMF9 Chairman (25 Oct 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (25 Oct 2016 to 9 Dec 2018)
  • Suffolk Life Pensions Limited (no longer approved here)

    FRN 116298

    • CF1 Director (25 Oct 2016 to 24 Dec 2018)
  • Curtis Banks Limited (no longer approved here)

    FRN 492502

    • CF3 Chief Executive (4 Jun 2009 to 24 Dec 2018)
    • CF1 Director (4 Jun 2009 to 24 Dec 2018)
    • CF10 Compliance Oversight (4 Jun 2009 to 6 Dec 2012)
    • CF11 Money Laundering Reporting (4 Jun 2009 to 6 Dec 2012)
  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • CF1 Director (14 Mar 2008 to 17 Jun 2008)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • CF1 Director (6 Apr 2007 to 17 Jun 2008)
    • CF3 Chief Executive (6 Apr 2007 to 26 Feb 2008)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 26 Feb 2008)

Recent activity

Updates to this individual's record on the FCA register.

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