Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Suffolk Life Annuities Limited (no longer approved here)

    FRN 110468

    • [FCA CF] Significant management (23 Apr 2025 to 31 Dec 2025)
  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • [FCA CF] Significant management (23 Apr 2025 to 31 Dec 2025)
    • SMF24 Chief Operations (18 Mar 2024 to 23 Apr 2025)
  • Suffolk Life Pensions Limited (no longer approved here)

    FRN 116298

    • [FCA CF] Significant management (23 Apr 2025 to 31 Dec 2025)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • [FCA CF] Significant management (23 Apr 2025 to 31 Dec 2025)
    • SMF24 Chief Operations (18 Mar 2024 to 23 Apr 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 9 Apr 2024)
    • [FCA CF] Manager of certification employee (26 Mar 2021 to 30 Jun 2021)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • [FCA CF] Significant management (23 Apr 2025 to 31 Dec 2025)
    • SMF24 Chief Operations (18 Mar 2024 to 23 Apr 2025)
  • Curtis Banks Limited (no longer approved here)

    FRN 492502

    • [FCA CF] Significant management (23 Apr 2025 to 31 Dec 2025)
  • TALBOT AND MUIR LIMITED (no longer approved here)

    FRN 776228

    • [FCA CF] Significant management (23 Apr 2025 to 31 Dec 2025)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • SMF24 Chief Operations (18 Mar 2024 to 23 Apr 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 8 Apr 2024)
    • [FCA CF] Significant management (1 Jan 2022 to 8 Apr 2024)
    • [FCA CF] Manager of certification employee (1 Jan 2022 to 8 Apr 2024)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • SMF24 Chief Operations (18 Mar 2024 to 23 Apr 2025)
    • [FCA CF] Significant management (1 Jul 2021 to 9 Apr 2024)
    • [FCA CF] Manager of certification employee (26 Mar 2021 to 30 Jun 2021)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
    • CF29 Significant management (28 Jan 2011 to 1 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

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