Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • SMF18 Other Overall Responsibility (23 Feb 2022 to 1 Jan 2024)
    • [FCA CF] Significant management (1 Jun 2020 to 23 Feb 2022)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • SMF18 Other Overall Responsibility (23 Feb 2022 to 1 Jan 2024)
    • [FCA CF] Manager of certification employee (26 Mar 2021 to 23 Feb 2022)
    • [FCA CF] Material risk taker (1 Jun 2020 to 23 Feb 2022)
    • [FCA CF] Significant management (1 Jun 2020 to 23 Feb 2022)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • SMF18 Other Overall Responsibility (23 Feb 2022 to 1 Jan 2024)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • SMF18 Other Overall Responsibility (23 Feb 2022 to 1 Jan 2024)
    • [FCA CF] Significant management (1 Jun 2020 to 23 Feb 2022)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • SMF18 Other Overall Responsibility (23 Feb 2022 to 1 Jan 2024)
    • [FCA CF] Significant management (1 Jun 2020 to 23 Feb 2022)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF29 Significant management (5 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.