Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF29 Significant management (1 Nov 2007 to 31 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2018)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Aug 2007 to 31 Oct 2007)
    • CF27 Investment Management (25 Jan 2005 to 31 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (1 Nov 2007 to 31 Jul 2018)
    • CF29 Significant management (1 Nov 2007 to 31 Jul 2018)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Aug 2007 to 31 Oct 2007)
    • CF27 Investment Management (25 Jan 2005 to 31 Oct 2007)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF16 Significant Mgt (Desgntd Investment Business) (12 Nov 2003 to 1 Mar 2004)
    • CF1 Director (1 Dec 2001 to 15 Nov 2002)
    • CF27 Investment Management (1 Dec 2001 to 25 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.