Alan Barclay Harvey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Manager of certification employee (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
  • ARGYLE CONSULTING LIMITED (no longer approved here)

    FRN 185561

    • CF30 Customer (1 Nov 2007 to 29 May 2015)
    • CF21 Investment Adviser (29 Nov 2004 to 31 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (29 May 2002 to 29 May 2002)
    • CF21 Investment Adviser (29 May 2002 to 7 Jul 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (21 May 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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