ARGYLE CONSULTING LIMITED

• Principal Place of Business

  Hillside House

  239 St. Vincent Street

  Glasgow

  Lanarkshire

  G2 5QY

  UNITED KINGDOM

  Phone

  +4401415724000

  Web

  https://www.argyleconsulting.co.uk

• Complaints Contact

  Hillside House

  239 St. Vincent Street

  Glasgow

  Lanarkshire

  G2 5QY

  UNITED KINGDOM

  Phone

  +4401415724000

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement. Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

• Loan Servicing

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement. Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Barclay Harvey

  IRN AXH01454

  • CF30 Customer (1 Nov 2007 to 29 May 2015)
  • CF21 Investment Adviser (29 Nov 2004 to 31 Oct 2007)
• Alan Reid

  IRN AXR00004

  • CF30 Customer (3 Sep 2009 to 1 May 2015)
• Brian Anthony Savage

  IRN BAS00014

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Bryce Alexander Niven

  IRN BAN00008

  • [FCA CF] Client dealing (1 Dec 2020 to 22 Sep 2021)
  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 22 Sep 2021)
• Carol Baker Campbell

  IRN CBC00001

  • CF21 Investment Adviser (1 Dec 2001 to 8 May 2005)
• Craig John McDermid

  IRN CJM01198

  • CF2 Non Executive Director (26 Nov 2007 to 6 Apr 2018)
• David Douglas Murray

  IRN DDM01046

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 27 Apr 2023)
  • CF2 Non Executive Director (5 Jul 2018 to 8 Dec 2019)
• David Haugh

  IRN DXH00712

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 20 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 20 Jan 2025)
• David Webster

  IRN DXW01716

  • CF10 Compliance Oversight (1 Aug 2009 to 16 Sep 2012)
• Derek Stephen Emley

  IRN DSE01018

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • CF30 Customer (9 Sep 2016 to 8 Dec 2019)

No changes recorded yet.