ARGYLE CONSULTING LIMITED

• Principal Place of Business

  Hillside House

  239 St. Vincent Street

  Glasgow

  Lanarkshire

  G2 5QY

  UNITED KINGDOM

  Phone

  +4401415724000

  Web

  https://www.argyleconsulting.co.uk

• Complaints Contact

  Hillside House

  239 St. Vincent Street

  Glasgow

  Lanarkshire

  G2 5QY

  UNITED KINGDOM

  Phone

  +4401415724000

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement. Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

• Loan Servicing

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement. Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elspeth Kennedy Quinn

  IRN EKQ01000

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (16 Sep 2010 to 8 Dec 2019)
• Ewan Douglas McCorkindale

  IRN EDM00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Ewan James Stewart

  IRN EXS15988

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • CF30 Customer (2 Oct 2019 to 8 Dec 2019)
• Gary Steven Albrighton

  IRN GSA01027

  • CF30 Customer (5 Feb 2019 to 27 Jul 2019)
• George Gibson

  IRN GXG00018

  • CF21 Investment Adviser (30 Dec 2003 to 5 Mar 2004)
• Gordon Philip Colville

  IRN GPC01061

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 9 Apr 2021)
  • [FCA CF] Client dealing (1 Dec 2020 to 9 Apr 2021)
  • CF30 Customer (29 Sep 2014 to 8 Dec 2019)
• Ian MacMillan

  IRN IXM01235

  • CF2 Non Executive Director (1 Dec 2003 to 1 Dec 2006)
• James Donald Gilmour Wilson

  IRN JDW00044

  • CF2 Non Executive Director (1 Dec 2001 to 10 Jan 2019)
• Jane Anne Christina Lawson

  IRN JAL00015

  • CF30 Customer (24 May 2010 to 9 Dec 2011)
• John Cole

  IRN JXC02098

  • CF30 Customer (16 Sep 2019 to 8 Dec 2019)

No changes recorded yet.