ARGYLE CONSULTING LIMITED

• Principal Place of Business

  Hillside House

  239 St. Vincent Street

  Glasgow

  Lanarkshire

  G2 5QY

  UNITED KINGDOM

  Phone

  +4401415724000

  Web

  https://www.argyleconsulting.co.uk

• Complaints Contact

  Hillside House

  239 St. Vincent Street

  Glasgow

  Lanarkshire

  G2 5QY

  UNITED KINGDOM

  Phone

  +4401415724000

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement. Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

• Loan Servicing

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement. Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Thomas McCormack

  IRN JTM00021

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 1 Dec 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (14 Dec 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Keith Andrew Thomson

  IRN KAT00015

  • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
  • CF24 Pension Transfer Specialist (15 Aug 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
• Kevin James McCann

  IRN KXM00319

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2021)
  • [FCA CF] Client dealing (since 15 Nov 2021)
• Leslie Matthew Semple Shields

  IRN LMS00013

  • CF30 Customer (16 Feb 2011 to 1 Sep 2011)
• Marion McCauley

  IRN MXM00228

  • CF30 Customer (26 Jun 2013 to 31 Mar 2016)
• Martin Edward Roberts

  IRN MER01052

  • CF30 Customer (6 Nov 2012 to 14 Apr 2019)
• Matthew Wilson Smith

  IRN MWS00020

  • 11. Pension transfer specialist
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (8 Sep 2015 to 8 Dec 2019)
  • CF30 Customer (22 Mar 2010 to 8 Dec 2019)
• Michael Peter Tracey

  IRN MPT00011

  • CF30 Customer (25 Feb 2013 to 22 Jul 2016)
• Nicola Jennifer Spence

  IRN NJF01057

  • CF30 Customer (21 Nov 2013 to 19 May 2016)
• Nigel Roy Jeynes

  IRN NRJ00012

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 9 Apr 2021)
  • [FCA CF] Client dealing (1 Dec 2020 to 9 Apr 2021)
  • CF30 Customer (14 May 2019 to 8 Dec 2019)

No changes recorded yet.