Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
    • SMF3 Executive Director (since 1 May 2025)
  • Just Financial Group Ltd (no longer approved here)

    FRN 739938

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2025)
    • CF1 Director (AR) (26 Apr 2019 to 30 Apr 2025)
    • CF30 Customer (26 Apr 2019 to 30 Apr 2025)
  • CORRAN FINANCIAL LTD (no longer approved here)

    FRN 840486

    • Employed By (26 Apr 2019 to 30 Apr 2025)
  • ARGYLE CONSULTING LIMITED (no longer approved here)

    FRN 185561

    • CF30 Customer (6 Nov 2012 to 14 Apr 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 21 Dec 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF21 Investment Adviser (24 Jul 2003 to 1 Oct 2004)
    • CF22 Investment Adviser (Trainee) (27 Dec 2002 to 24 Jul 2003)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF21 Investment Adviser (24 Jul 2003 to 1 Oct 2004)
    • CF22 Investment Adviser (Trainee) (27 Dec 2002 to 24 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.