Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Investax Limited
FRN 197493
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 May 2025)
- [FCA CF] Client dealing (since 1 May 2025)
- SMF3 Executive Director (since 1 May 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2025)
- CF1 Director (AR) (26 Apr 2019 to 30 Apr 2025)
- CF30 Customer (26 Apr 2019 to 30 Apr 2025)
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- Employed By (26 Apr 2019 to 30 Apr 2025)
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- CF30 Customer (6 Nov 2012 to 14 Apr 2019)
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- CF30 Customer (1 Nov 2007 to 21 Dec 2009)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (24 Jul 2003 to 1 Oct 2004)
- CF22 Investment Adviser (Trainee) (27 Dec 2002 to 24 Jul 2003)
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- CF21 Investment Adviser (24 Jul 2003 to 1 Oct 2004)
- CF22 Investment Adviser (Trainee) (27 Dec 2002 to 24 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.