Matthew Wilson Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARGYLE CONSULTING LIMITED

    FRN 185561

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (22 Mar 2010 to 8 Dec 2019)
  • RAVENSTONE FINANCIAL MANAGEMENT LTD. (no longer approved here)

    FRN 207506

    • CF24 Pension Transfer Specialist (11 Jun 2002 to 28 Apr 2003)
    • CF21 Investment Adviser (9 May 2002 to 28 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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