Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (25 May 2021 to 26 Mar 2024)
- CF30 Customer (25 May 2021 to 26 Mar 2024)
- [FCA CF] Client dealing (25 May 2021 to 26 Mar 2024)
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- (3)Employed By (25 May 2021 to 26 Mar 2024)
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- [FCA CF] Client dealing (1 Dec 2020 to 9 Apr 2021)
- [FCA CF] Functions requiring qualifications (1 Dec 2020 to 9 Apr 2021)
- CF30 Customer (14 May 2019 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.