Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2024)
  • ARGYLE CONSULTING LIMITED (no longer approved here)

    FRN 185561

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 22 Sep 2021)
    • [FCA CF] Client dealing (1 Dec 2020 to 22 Sep 2021)
  • ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)

    FRN 542122

    • CF30 Customer (11 Aug 2018 to 8 Dec 2019)
  • ADVANCED ASSET CONSULTANTS LIMITED (no longer approved here)

    FRN 506551

    • CF30 Customer (10 Jul 2017 to 29 Jun 2018)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (2 Nov 2016 to 1 Jun 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 1 Jun 2017)
    • CF21 Investment Adviser (2 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 May 2003 to 11 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.