ADVANCED ASSET CONSULTANTS LIMITED

• Principal Place of Business

  Spaces

  Tay House

  300 Bath Street

  Glasgow

  Glasgow City

  G2 4JR

  UNITED KINGDOM

  Phone

  +4401413312434

  Web

  https://www.advancedasset.co.uk

• Complaints Contact

  Spaces

  Tay House

  300 Bath Street

  Glasgow

  Glasgow City

  G2 4JR

  UNITED KINGDOM

  Phone

  +4401413312434

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Shairp

  IRN AXS21486

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (8 Oct 2019 to 8 Dec 2019)
• Alistair Stewart McNeil

  IRN ASM00027

  • CF30 Customer (4 Jun 2013 to 31 Jul 2019)
• Andrew McCulley

  IRN AXM00287

  • CF30 Customer (20 Jul 2010 to 20 Sep 2012)
  • CF1 Director (20 Jul 2010 to 20 Sep 2012)
• Barry Carlton

  IRN BXC00012

  • CF30 Customer (30 Nov 2012 to 20 Feb 2014)
• Barry Stewart

  IRN BXS01326

  • CF30 Customer (29 Sep 2015 to 4 Apr 2018)
• Blair Reid

  IRN BXR00213

  • [FCA CF] Functions requiring qualifications (4 Jan 2024 to 29 Aug 2024)
  • [FCA CF] Client dealing (4 Jan 2024 to 29 Aug 2024)
• Bryce Alexander Niven

  IRN BAN00008

  • CF30 Customer (10 Jul 2017 to 29 Jun 2018)
• Charles Cameron Fisher

  IRN CCF00004

  • CF30 Customer (18 Dec 2009 to 8 Dec 2017)
• Colin Jack

  IRN CXJ00033

  • [FCA CF] Client dealing (3 May 2022 to 28 Nov 2023)
  • [FCA CF] Functions requiring qualifications (3 May 2022 to 28 Nov 2023)
• David Paul Jellema

  IRN DPJ01043

  • CF30 Customer (23 Jan 2017 to 29 Mar 2018)

No changes recorded yet.