Barry Stewart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2023)
    • [FCA CF] Client dealing (since 20 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2024)
    • CF1 Director (AR) (29 May 2018 to 2 Jan 2024)
    • CF30 Customer (29 May 2018 to 2 Jan 2024)
  • Tryst Financial Ltd (no longer approved here)

    FRN 807434

    • Employed By (29 May 2018 to 2 Jan 2024)
  • ADVANCED ASSET CONSULTANTS LIMITED (no longer approved here)

    FRN 506551

    • CF30 Customer (29 Sep 2015 to 4 Apr 2018)
  • HOLYROOD ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 192637

    • CF30 Customer (30 Dec 2014 to 23 Nov 2015)
  • EXECUTIVE BENEFIT SERVICES (U.K.) LIMITED (no longer approved here)

    FRN 134459

    • CF30 Customer (21 Oct 2014 to 28 Nov 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Sep 2008 to 17 Oct 2014)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Sep 2004 to 3 Jun 2005)
    • CF22 Investment Adviser (Trainee) (27 Jan 2004 to 10 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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