EXECUTIVE BENEFIT SERVICES (U.K.) LIMITED

Date authorised
1 April 2013
Companies House
SC054039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    EBS House
    25 Hope Street
    Lanark
    South Lanarkshire
    ML11 7NE
    UNITED KINGDOM
    Phone
    +441555678900
    Web
    https://www.ebsuk.com

  • Complaints Contact

    EBS House
    25 Hope Street
    Lanark
    South Lanarkshire
    ML11 7NE
    UNITED KINGDOM
    Phone
    +441555678900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry Stewart

    IRN BXS01326

    • CF30 Customer (21 Oct 2014 to 28 Nov 2014)
  • Charles McCann

    IRN CXM00024

    • CF10 Compliance Oversight (6 Aug 2009 to 18 Feb 2011)
    • Responsible for Insurance Mediation (6 Aug 2009 to 31 Mar 2012)
    • CF3 Chief Executive (6 Aug 2009 to 18 Feb 2011)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2008)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Oct 2002)
    • CF1 Director (1 Dec 2001 to 27 Apr 2011)
  • Claire Thomson

    IRN CLW01054

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Feb 2022)
    • CF1 Director (22 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (12 Jan 2018 to 8 Dec 2019)
  • Craig Ferguson

    IRN CXF00048

    • CF30 Customer (11 Jan 2008 to 31 Aug 2009)
  • David Johnstone Cassidy

    IRN DJC00167

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Jun 2002)
  • Edward Douglas McGhee

    IRN EXM10535

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (31 Jan 2019 to 8 Dec 2019)
  • Janice Marshall Craig Dallas

    IRN JMA00044

    • CF30 Customer (2 Sep 2015 to 31 Jan 2016)
  • Jennifer Marshall Malcolm

    IRN JMM01360

    • CF30 Customer (25 Jan 2011 to 7 Feb 2019)
  • John Colm Cunningham

    IRN JCC01144

    • CF21 Investment Adviser (9 Jul 2004 to 20 Oct 2004)
    • CF22 Investment Adviser (Trainee) (28 Jun 2004 to 9 Jul 2004)
    • CF24 Pension Transfer Specialist (28 Jun 2004 to 20 Oct 2004)
  • Kirsty Cross

    IRN KMN00005

    • CF30 Customer (2 Sep 2015 to 21 Feb 2017)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.