Kirsty Cross

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AKC Independent Financial Advisers Ltd

    FRN 947611

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2021)
    • Responsibility for MCD Intermediation (since 9 Sep 2021)
    • Responsible for Insurance Distribution (since 9 Sep 2021)
    • SMF16 Compliance Oversight (since 9 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Sep 2021)
    • SMF3 Executive Director (since 9 Sep 2021)
    • [FCA CF] Client dealing (since 9 Sep 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Sep 2021)
    • CF1 Director (AR) (20 Mar 2017 to 8 Sep 2021)
    • CF30 Customer (20 Mar 2017 to 8 Sep 2021)
  • AKC Independent Financial Advisers Ltd (no longer approved here)

    FRN 773993

    • Employed By (20 Mar 2017 to 8 Sep 2021)
  • EXECUTIVE BENEFIT SERVICES (U.K.) LIMITED (no longer approved here)

    FRN 134459

    • CF30 Customer (2 Sep 2015 to 21 Feb 2017)
  • A.R.D. Consultancy Limited (no longer approved here)

    FRN 507921

    • CF30 Customer (1 Dec 2014 to 16 Jan 2015)
  • FINLI (SCOTLAND) LIMITED (no longer approved here)

    FRN 402458

    • CF30 Customer (25 Nov 2013 to 24 Dec 2014)
  • RIVERPARK INVESTMENT & FINANCIAL CONSULTANTS LTD. (no longer approved here)

    FRN 455480

    • CF30 Customer (21 Jun 2011 to 28 Sep 2012)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (59)Employed By (18 Nov 2010 to 6 Jul 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (6 Nov 2009 to 6 Jul 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 20 May 2009)
    • CF21 Investment Adviser (30 May 2006 to 31 Oct 2007)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (59)Employed By at One Financial Planning Ltd