A.R.D. Consultancy Limited

• Principal Place of Business

  9 Melville St

  Falkirk

  Stirlingshire

  FK1 1HZ

  UNITED KINGDOM

  Phone

  +4401324670555

  Web

  https://www.ardconsultancy.co.uk

• Complaints Contact

  9 Melville St

  Falkirk

  Stirlingshire

  FK1 1HZ

  UNITED KINGDOM

  Phone

  +4401324670555

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Richard Dawkins

  IRN ARD00010

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 3 Aug 2021)
  • CF11 Money Laundering Reporting (6 Apr 2010 to 8 Dec 2019)
  • CF30 Customer (6 Apr 2010 to 8 Dec 2019)
  • CF1 Director (6 Apr 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (6 Apr 2010 to 30 Sep 2018)
  • CF10 Compliance Oversight (6 Apr 2010 to 19 Nov 2019)
• Conrad Philip Barrie

  IRN CXB01011

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 13 Jan 2025)
  • [FCA CF] Client dealing (since 13 Jan 2025)
• David Alexander Young

  IRN DAY00002

  • CF30 Customer (1 May 2013 to 8 Dec 2019)
• Derek Shirley

  IRN DXS00240

  • CF30 Customer (1 Jul 2013 to 25 Jun 2014)
• Fiona Catherine Learmonth

  IRN FCL01007

  • CF30 Customer (9 Oct 2018 to 22 Nov 2018)
• Gordon Drummond Lowrie

  IRN GDL00011

  • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
• Ian Clifford Cope

  IRN ICC00006

  • CF30 Customer (27 May 2016 to 21 Sep 2018)
• Kirsty Cross

  IRN KMN00005

  • CF30 Customer (1 Dec 2014 to 16 Jan 2015)
• Peter McDougall

  IRN PXM00199

  • CF30 Customer (17 May 2010 to 26 Oct 2010)
• Rachel Blackhall

  IRN RXB02806

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (1 Nov 2017 to 8 Dec 2019)

No changes recorded yet.