EXECUTIVE BENEFIT SERVICES (U.K.) LIMITED

Date authorised
1 April 2013
Companies House
SC054039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    EBS House
    25 Hope Street
    Lanark
    South Lanarkshire
    ML11 7NE
    UNITED KINGDOM
    Phone
    +441555678900
    Web
    https://www.ebsuk.com

  • Complaints Contact

    EBS House
    25 Hope Street
    Lanark
    South Lanarkshire
    ML11 7NE
    UNITED KINGDOM
    Phone
    +441555678900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Linda Condie Johnson

    IRN LCJ00003

    • CF21 Investment Adviser (10 Feb 2004 to 3 Sep 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Feb 2004)
  • Peter Eager

    IRN PXE01083

    • Responsible for Insurance Mediation (11 Aug 2009 to 31 Mar 2012)
    • CF1 Director (11 Aug 2009 to 15 Sep 2015)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF22 Investment Adviser (Trainee) (1 Jul 2005 to 31 Oct 2007)
    • CF2 Non Executive Director (1 Jul 2005 to 11 Aug 2009)
  • Richard Charles McCann

    IRN RCM01096

    • CF11 Money Laundering Reporting (30 Sep 2008 to 5 Apr 2017)
    • CF1 Director (31 Jan 2006 to 5 Apr 2017)
  • Robert Ian Matheson McLaren

    IRN RIM00014

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jun 2002)
  • Scott John Warren

    IRN SJW00048

    • CF10 Compliance Oversight (30 Sep 2008 to 30 Jul 2009)
    • CF1 Director (30 Sep 2008 to 17 Nov 2009)
    • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
    • CF21 Investment Adviser (24 Oct 2005 to 31 Oct 2007)
  • Thomas James Keenan

    IRN TJK00002

    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2004)
  • Valerie Jane Barr

    IRN VJB00008

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 3 Feb 2022)
    • CF11 Money Laundering Reporting (18 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Apr 2012 to 30 Sep 2018)
    • CF1 Director (21 Feb 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Feb 2011 to 8 Dec 2019)
    • CF3 Chief Executive (21 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (21 Feb 2011 to 8 Dec 2019)
  • William Irvine Baxter

    IRN WIB01003

    • CF24 Pension Transfer Specialist (10 Jun 2004 to 25 Apr 2005)
    • CF21 Investment Adviser (10 Jun 2004 to 25 Apr 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.