Scott John Warren

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R C MCLEISH INSURANCE CONSULTANTS LTD

    FRN 224864

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2026)
  • Ardmore Financial Planning Limited

    FRN 589721

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 20 Aug 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (21 Apr 2017 to 22 Sep 2017)
    • CF11 Money Laundering Reporting (21 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2013 to 8 Dec 2019)
    • CF1 Director (2 Jan 2013 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2013 to 30 Sep 2018)
  • EXECUTIVE BENEFIT SERVICES (U.K.) LIMITED (no longer approved here)

    FRN 134459

    • CF1 Director (30 Sep 2008 to 17 Nov 2009)
    • CF10 Compliance Oversight (30 Sep 2008 to 30 Jul 2009)
    • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
    • CF21 Investment Adviser (24 Oct 2005 to 31 Oct 2007)

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Updates to this individual's record on the FCA register.

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