Claire Thomson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EXECUTIVE BENEFIT SERVICES (U.K.) LIMITED

    FRN 134459

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Feb 2022)
    • CF1 Director (22 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (12 Jan 2018 to 8 Dec 2019)
  • SAM Wealth LLP (no longer approved here)

    FRN 582670

    • (5)Employed By (26 Jul 2012 to 22 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

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