John Colm Cunningham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2024)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2022)
    • CF30 Customer (15 Oct 2018 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF21 Investment Adviser (9 Mar 2005 to 24 Nov 2006)
    • CF24 Pension Transfer Specialist (9 Mar 2005 to 24 Nov 2006)
    • CF26 Customer Trading (9 Mar 2005 to 24 Nov 2006)
    • CF22 Investment Adviser (Trainee) (16 Nov 2004 to 9 Mar 2005)
  • EXECUTIVE BENEFIT SERVICES (U.K.) LIMITED (no longer approved here)

    FRN 134459

    • CF21 Investment Adviser (9 Jul 2004 to 20 Oct 2004)
    • CF22 Investment Adviser (Trainee) (28 Jun 2004 to 9 Jul 2004)
    • CF24 Pension Transfer Specialist (28 Jun 2004 to 20 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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