HOLYROOD ASSET MANAGEMENT LIMITED

• Principal Place of Business

  Holyrood Asset Management Ltd

  2 Annfield Place

  Glasgow

  Glasgow City

  G31 2XQ

  UNITED KINGDOM

  Phone

  +4403003034495

  Web

  https://www.holyroodam.co.uk

• Complaints Contact

  Holyrood Asset Management Ltd

  2 Annfield Place

  Glasgow

  Glasgow City

  G31 2XQ

  UNITED KINGDOM

  Phone

  +4403003034495

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

• Loan Servicing

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Bryce

  IRN AXB00136

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 8 Apr 2021)
  • [FCA CF] Client dealing (since 18 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
  • SMF3 Executive Director (since 16 Sep 2020)
  • SMF16 Compliance Oversight (since 16 Sep 2020)
  • CF30 Customer (4 Dec 2017 to 8 Dec 2019)
• Alan Craig

  IRN AXC00007

  • CF30 Customer (1 Nov 2007 to 17 Aug 2011)
  • CF1 Director (30 Dec 2004 to 17 Aug 2011)
  • CF10 Compliance Oversight (21 Jan 2004 to 1 Aug 2011)
  • CF11 Money Laundering Reporting (21 Jan 2004 to 1 Aug 2011)
  • CF21 Investment Adviser (23 Dec 2002 to 31 Oct 2007)
• Alan Simpson

  IRN AXS00115

  • CF30 Customer (1 Nov 2007 to 31 May 2011)
  • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
• Alexander Thomson Philp

  IRN AXP00022

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2004)
• Alfred Bennett

  IRN AXB00014

  • CF21 Investment Adviser (13 Sep 2002 to 30 Sep 2003)
• Allan Kinnaird

  IRN AXK00081

  • CF30 Customer (25 Nov 2013 to 5 Jan 2016)
• Andrew Ferry

  IRN AXF00111

  • CF30 Customer (22 Aug 2011 to 25 May 2012)
• Andrew John Wilson

  IRN AJW01349

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 29 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 29 Mar 2021)
  • CF30 Customer (17 Oct 2019 to 8 Dec 2019)
• Barry Stewart

  IRN BXS01326

  • CF30 Customer (30 Dec 2014 to 23 Nov 2015)
• Cameron Bryce

  IRN CXB01054

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 10 Apr 2025)
  • [FCA CF] Client dealing (since 10 Apr 2025)

No changes recorded yet.