Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 18 Apr 2013)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF7 Sole Trader (AR) (8 Sep 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (25 Feb 2004 to 26 Aug 2005)
  • Alex Philp

    FRN 231682

    • (1)Employed By (since 18 Apr 2013)
    • (1)Employed By (25 Feb 2004 to 26 Aug 2005)
  • HOLYROOD ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 192637

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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