HOLYROOD ASSET MANAGEMENT LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Holyrood Asset Management Ltd2 Annfield PlaceGlasgowGlasgow CityG31 2XQUNITED KINGDOM- Phone
- +4403003034495
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Complaints Contact
Holyrood Asset Management Ltd2 Annfield PlaceGlasgowGlasgow CityG31 2XQUNITED KINGDOM- Phone
- +4403003034495
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Consumer Loans
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- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
- · Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)
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Loan Servicing
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- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
- · Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Catherine Angela McKendrick
IRN CXM12555
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (21 May 2019 to 8 Dec 2019)
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Colin William Atkinson
IRN CWA00008
- CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
- CF1 Director (1 Dec 2001 to 21 Dec 2001)
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David George Martin Illingworth
IRN DGI01001
- CF30 Customer (9 Nov 2007 to 21 Jun 2013)
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David John Charles
IRN DJC00018
- CF30 Customer (2 Mar 2011 to 31 May 2011)
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David Johnstone Cassidy
IRN DJC00167
- CF30 Customer (4 Jan 2010 to 30 Jul 2010)
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David Munn
IRN DXM00033
- CF30 Customer (28 Nov 2012 to 19 Aug 2014)
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Gavin Sinclair Mulherron
IRN GSM00003
- CF30 Customer (1 Nov 2007 to 6 Feb 2008)
- CF21 Investment Adviser (26 Sep 2005 to 31 Oct 2007)
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Ian Christopher Ruddock
IRN ICR01019
- CF30 Customer (6 May 2008 to 31 Oct 2008)
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Isobel Forrest Martin
IRN IFM00007
- CF30 Customer (4 Jan 2010 to 31 Oct 2010)
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Janice Marshall Craig Dallas
IRN JMA00044
- CF30 Customer (17 Apr 2012 to 31 Oct 2012)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.