David Munn

• D2 FINANCIAL SOLUTIONS (UK) LIMITED (no longer approved here)

  FRN 496562

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 10 Feb 2023)
  • [FCA CF] Client dealing (9 Dec 2020 to 10 Feb 2023)
  • CF30 Customer (26 Aug 2014 to 8 Dec 2019)
• HOLYROOD ASSET MANAGEMENT LIMITED (no longer approved here)

  FRN 192637

  • CF30 Customer (28 Nov 2012 to 19 Aug 2014)
• Lighthouse Advisory Services Limited (no longer approved here)

  FRN 195199

  • CF30 Customer (29 Mar 2012 to 21 Nov 2012)
• Lighthouse Financial Advice Limited (no longer approved here)

  FRN 225502

  • (540)Employed By (29 Mar 2012 to 21 Nov 2012)
• NatWest Markets Plc (no longer approved here)

  FRN 121882

  • CF30 Customer (2 Dec 2010 to 2 Jan 2012)
• Quilter Financial Limited (no longer approved here)

  FRN 497604

  • CF30 Customer (16 Jul 2010 to 26 Oct 2011)
• CAERUS Wealth Ltd (no longer approved here)

  FRN 525931

  • Employed By (16 Jul 2010 to 26 Oct 2011)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
  • CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (22 May 2007 to 7 Sep 2007)
• David Munn (no longer approved here)

  FRN 468036

  • Employed By (22 May 2007 to 24 Dec 2010)

No changes recorded yet.