D2 FINANCIAL SOLUTIONS (UK) LIMITED

• Principal Place of Business

  Pavillion 4

  Westpoint Business Park

  6 Marchfield Drive

  Paisley

  Renfrewshire

  PA3 2RB

  UNITED KINGDOM

  Phone

  +441415608022

  Web

  https://www.d2financialsolutions.com

• Complaints Contact

  Pavillion 4

  Westpoint Business Park

  6 Marchfield Drive

  Paisley

  Renfrewshire

  PA3 2RB

  UNITED KINGDOM

  Phone

  +441415608022

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Munn

  IRN DXM00033

  • [FCA CF] Client dealing (9 Dec 2020 to 10 Feb 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 10 Feb 2023)
  • CF30 Customer (26 Aug 2014 to 8 Dec 2019)
• David Rew McGinnigle

  IRN DRM01142

  • CF1 Director (10 Jun 2009 to 14 Nov 2019)
  • CF10 Compliance Oversight (10 Jun 2009 to 2 Oct 2009)
  • CF11 Money Laundering Reporting (10 Jun 2009 to 2 Oct 2009)
  • Responsible for Insurance Mediation (10 Jun 2009 to 2 Oct 2009)
• Derek George Templeton

  IRN DGT01048

  • CF1 Director (10 Jun 2009 to 14 Nov 2019)
• Keith Wilson Dickson

  IRN KXD01234

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (2 Oct 2009 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (2 Oct 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Oct 2009 to 8 Dec 2019)
  • CF1 Director (2 Oct 2009 to 8 Dec 2019)
  • CF30 Customer (10 Jun 2009 to 8 Dec 2019)
• Lesley Mary Deas

  IRN LMD00010

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • CF30 Customer (12 Jul 2017 to 8 Dec 2019)

No changes recorded yet.