HOLYROOD ASSET MANAGEMENT LIMITED

• Principal Place of Business

  Holyrood Asset Management Ltd

  2 Annfield Place

  Glasgow

  Glasgow City

  G31 2XQ

  UNITED KINGDOM

  Phone

  +4403003034495

  Web

  https://www.holyroodam.co.uk

• Complaints Contact

  Holyrood Asset Management Ltd

  2 Annfield Place

  Glasgow

  Glasgow City

  G31 2XQ

  UNITED KINGDOM

  Phone

  +4403003034495

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

• Loan Servicing

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Bernard Crozier

  IRN JBC00002

  • CF21 Investment Adviser (1 Dec 2001 to 26 Aug 2005)
• Kenneth Thomas McCrorie

  IRN KXM01320

  • CF11 Money Laundering Reporting (4 Dec 2002 to 1 Feb 2004)
  • CF10 Compliance Oversight (4 Dec 2002 to 1 Feb 2004)
  • CF3 Chief Executive (4 Dec 2002 to 8 Feb 2008)
  • CF1 Director (8 Jul 2002 to 10 Oct 2011)
• Kieran Cameron

  IRN KXC01185

  • CF30 Customer (17 Sep 2013 to 2 Apr 2014)
• Kristofer Barclay

  IRN KXB01247

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 14 Apr 2026)
• Lisa Rooney

  IRN LXR01481

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Aug 2024)
  • [FCA CF] Functions requiring qualifications (12 Aug 2024 to 22 Aug 2024)
• Margaret Hamilton

  IRN MXH00270

  • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
  • CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)
• Margaret Helen Howard

  IRN MHH01026

  • CF21 Investment Adviser (17 Jul 2002 to 30 Apr 2003)
  • CF22 Investment Adviser (Trainee) (25 Feb 2002 to 17 Jul 2002)
• Martin Gechonis

  IRN MXG00079

  • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Aug 2002)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Aug 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Aug 2002)
• Martin McArthur

  IRN MXM00257

  • CF21 Investment Adviser (11 Dec 2001 to 26 Apr 2002)
• Matthew Christopher Denne

  IRN MCD01088

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • Responsibility for MCD Intermediation (since 27 Oct 2021)
  • [FCA CF] Client dealing (since 3 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Sep 2020)
  • SMF3 Executive Director (since 9 Sep 2020)
  • CF30 Customer (4 Apr 2016 to 8 Dec 2019)

No changes recorded yet.