Martin McArthur

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MKM FINANCIAL MANAGEMENT LTD.

    FRN 604534

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 5 Oct 2016)
    • CF11 Money Laundering Reporting (17 Jan 2014 to 8 Dec 2019)
    • CF1 Director (17 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (17 Jan 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Jan 2014 to 30 Sep 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (19 Dec 2022 to 9 Feb 2023)
    • [FCA CF] Functions requiring qualifications (19 Dec 2022 to 9 Feb 2023)
  • RIVERPARK INVESTMENT & FINANCIAL CONSULTANTS LTD. (no longer approved here)

    FRN 455480

    • CF30 Customer (12 Jan 2011 to 12 Apr 2011)
  • HOLYROOD ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 192637

    • CF21 Investment Adviser (11 Dec 2001 to 26 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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