Lisa Rooney

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOLYROOD ASSET MANAGEMENT LIMITED

    FRN 192637

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Aug 2024)
    • [FCA CF] Functions requiring qualifications (12 Aug 2024 to 22 Aug 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (27 Aug 2020 to 9 Aug 2024)
    • [FCA CF] Functions requiring qualifications (27 Aug 2020 to 9 Aug 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (10 May 2019 to 18 Sep 2020)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (21)Employed By (10 May 2019 to 18 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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