Matthew Christopher Denne

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Craig Johnston Asset Management Limited

    FRN 609086

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2024)
    • Responsibility for MCD Intermediation (since 1 Jan 2024)
    • SMF3 Executive Director (since 1 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 16 May 2023)
    • CF30 Customer (15 Jul 2019 to 12 Aug 2019)
  • HOLYROOD ASSET MANAGEMENT LIMITED

    FRN 192637

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Responsibility for MCD Intermediation (since 27 Oct 2021)
    • [FCA CF] Client dealing (since 3 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Sep 2020)
    • SMF3 Executive Director (since 9 Sep 2020)
    • CF30 Customer (4 Apr 2016 to 8 Dec 2019)
  • Knightsbridge Wealth Management (NI) Ltd (no longer approved here)

    FRN 485258

    • Responsibility for MCD Intermediation (12 Jul 2023 to 16 Jan 2025)
    • SMF3 Executive Director (12 Jul 2023 to 16 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2020 to 1 Aug 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (26 Jun 2014 to 6 Mar 2016)
  • Montfort International Limited (no longer approved here)

    FRN 181199

    • CF30 Customer (28 Dec 2011 to 30 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.