Craig Johnston Asset Management Limited

• Principal Place of Business

  Craig Johnston Asset Management Ltd

  2 Annfield Place

  Glasgow

  Glasgow City

  G31 2XQ

  UNITED KINGDOM

  Phone

  +4403003034495

  Web

  http://www.cjamltd.co.uk

• Complaints Contact

  Craig Johnston Asset Management Ltd

  2 Annfield Place

  Glasgow

  Glasgow City

  G31 2XQ

  UNITED KINGDOM

  Phone

  +4403003034495

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Professional, Retail (Investment), Stakeholder products

• Alan Bryce

  IRN AXB00136

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 1 Jan 2024)
  • SMF16 Compliance Oversight (since 1 Jan 2024)
  • SMF3 Executive Director (since 1 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 16 May 2023)
  • CF30 Customer (10 Jul 2019 to 12 Aug 2019)
• Andrew John Wilson

  IRN AJW01349

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 11 Jan 2024)
• Charlotte Mary Johnston

  IRN CMJ01048

  • SMF3 Executive Director (9 Dec 2019 to 8 Oct 2023)
  • CF1 Director (2 Jan 2014 to 8 Dec 2019)
• Derek Livingstone Fulton

  IRN DLF00001

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 21 Jun 2023)
  • CF1 Director (AR) (28 Jan 2022 to 21 Jun 2023)
  • CF30 Customer (28 Jan 2022 to 21 Jun 2023)
  • Appointed representative dealing with clients for which they require qualification (25 Jan 2022 to 21 Jun 2023)
• Gordon James Differ

  IRN GJD00015

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
• Jennifer Young McKenna

  IRN JXM00498

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 8 Oct 2024)
  • [FCA CF] Client dealing (since 8 Oct 2024)
• Julie Ann Edgar

  IRN JXD01800

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 8 Jan 2025)
• Kristofer Barclay

  IRN KXB01247

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 14 Apr 2026)
• Matthew Christopher Denne

  IRN MCD01088

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2024)
  • SMF3 Executive Director (since 1 Jan 2024)
  • Responsibility for MCD Intermediation (since 1 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 16 May 2023)
  • CF30 Customer (15 Jul 2019 to 12 Aug 2019)
• Philip Edward Curcher

  IRN PEC01083

  • [FCA CF] Functions requiring qualifications (24 Jun 2020 to 1 Aug 2024)

• Neill & Co Financial Services Ltd (no longer appointed)

  FRN 495951 · Appointed 18 Jan 2022 · Until 20 Jun 2023

No changes recorded yet.