Kristofer Barclay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOLYROOD ASSET MANAGEMENT LIMITED

    FRN 192637

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Apr 2026)
  • Craig Johnston Asset Management Limited

    FRN 609086

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Apr 2026)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (26 Jul 2024 to 30 Mar 2026)
    • CF30 Customer (3 Jun 2024 to 30 Mar 2026)
    • [FCA CF] Functions requiring qualifications (8 Apr 2024 to 26 Jul 2024)
    • [FCA CF] Client dealing (8 Apr 2024 to 26 Jul 2024)
  • TaxAssist Direct Financial Services Limited (no longer approved here)

    FRN 971520

    • (7)Employed By (3 Jun 2024 to 30 Mar 2026)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Functions requiring qualifications (3 May 2022 to 5 Jan 2024)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (20 Mar 2013 to 30 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

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