Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Craig Johnston Asset Management Limited
FRN 609086
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 8 Jan 2025)
- [FCA CF] Functions requiring qualifications (since 11 Jan 2024)
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HOLYROOD ASSET MANAGEMENT LIMITED
FRN 192637
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 29 Mar 2021)
- [FCA CF] Client dealing (since 29 Mar 2021)
- CF30 Customer (17 Oct 2019 to 8 Dec 2019)
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- CF30 Customer (26 Mar 2019 to 23 Aug 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.