Alan Bryce

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Craig Johnston Asset Management Limited

    FRN 609086

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 1 Jan 2024)
    • Responsible for Insurance Distribution (since 1 Jan 2024)
    • SMF3 Executive Director (since 1 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 16 May 2023)
    • CF30 Customer (10 Jul 2019 to 12 Aug 2019)
  • HOLYROOD ASSET MANAGEMENT LIMITED

    FRN 192637

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 8 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
    • [FCA CF] Client dealing (since 18 Jan 2021)
    • SMF3 Executive Director (since 16 Sep 2020)
    • SMF16 Compliance Oversight (since 16 Sep 2020)
    • CF30 Customer (4 Dec 2017 to 8 Dec 2019)
  • Blantyre Credit Union Limited (no longer approved here)

    FRN 213669

    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2018 to 15 Jan 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 26 Nov 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.