Derek Livingstone Fulton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Craig Johnston Asset Management Limited

    FRN 609086

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Client dealing (since 19 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 21 Jun 2023)
    • CF30 Customer (28 Jan 2022 to 21 Jun 2023)
    • CF1 Director (AR) (28 Jan 2022 to 21 Jun 2023)
    • Appointed representative dealing with clients for which they require qualification (25 Jan 2022 to 21 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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