Knightsbridge Wealth Management (NI) Ltd

• Principal Place of Business

  Knightsbridge Wealth Management

  12B Clarendon Road

  Belfast

  Northern Ireland

  BT1 3BG

  UNITED KINGDOM

  Phone

  +4402890382744

  Web

  https://www.knightsbridgewm.com

• Complaints Contact

  Knightsbridge Wealth Management

  12B Clarendon Road

  Belfast

  Northern Ireland

  BT1 3BG

  UNITED KINGDOM

  Phone

  +4402890382744

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew David McClelland

  IRN ADM01215

  • CF30 Customer (24 Feb 2009 to 31 Mar 2010)
• Andrew Dow

  IRN AXD00160

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Feb 2024)
  • [FCA CF] Client dealing (since 2 Feb 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 23 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2020 to 23 Nov 2023)
  • CF30 Customer (10 Jul 2018 to 8 Dec 2019)
• Catherine Marie Brennan

  IRN CXG01216

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 14 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 14 Mar 2024)
• David Robert William Simpson

  IRN DRS00033

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 14 Feb 2023)
  • [FCA CF] Client dealing (since 14 Feb 2023)
• Desmond McLarnon

  IRN DXM01735

  • CF30 Customer (12 Oct 2015 to 29 Jul 2016)
• Joanne Elizabeth Crawford

  IRN JXC01225

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 4 Sep 2023)
• John Stephen McClelland

  IRN JSM00023

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2020 to 1 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Oct 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 5 Oct 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 5 Oct 2022)
  • Responsible for Insurance Mediation (1 Aug 2008 to 30 Sep 2018)
  • CF10 Compliance Oversight (1 Aug 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Aug 2008 to 31 Mar 2009)
  • CF1 Director (1 Aug 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Aug 2008 to 8 Dec 2019)
  • CF30 Customer (1 Aug 2008 to 8 Dec 2019)
• Leigh Samuel William Curran

  IRN LSC00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 29 Sep 2022)
  • SMF16 Compliance Oversight (since 29 Sep 2022)
  • Responsible for Insurance Distribution (since 29 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Sep 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (2 Apr 2019 to 8 Dec 2019)
• Matthew Christopher Denne

  IRN MCD01088

  • SMF3 Executive Director (12 Jul 2023 to 16 Jan 2025)
  • Responsibility for MCD Intermediation (12 Jul 2023 to 16 Jan 2025)
  • [FCA CF] Client dealing (9 Dec 2020 to 1 Aug 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Aug 2025)
• Maurice Philip Arthur

  IRN MPA00013

  • [FCA CF] Client dealing (9 Dec 2020 to 10 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 10 May 2024)
  • CF30 Customer (9 Jul 2012 to 8 Dec 2019)

No changes recorded yet.