Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Knightsbridge Wealth Management (NI) Ltd
FRN 485258
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Responsible for Insurance Distribution (since 29 Sep 2022)
- SMF16 Compliance Oversight (since 29 Sep 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Sep 2022)
- SMF3 Executive Director (since 29 Sep 2022)
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- CF30 Customer (2 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (19 Oct 2017 to 15 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.