Andrew Dow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Knightsbridge Wealth Management (NI) Ltd

    FRN 485258

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2024)
    • [FCA CF] Client dealing (since 2 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 23 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 23 Nov 2023)
    • CF30 Customer (10 Jul 2018 to 8 Dec 2019)
  • Doherty Pension & Investment Consultancy Limited (no longer approved here)

    FRN 186761

    • CF30 Customer (1 Nov 2007 to 10 Feb 2010)
    • CF21 Investment Adviser (5 Jul 2006 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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