Maurice Philip Arthur

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Knightsbridge Wealth Management (NI) Ltd (no longer approved here)
FRN 485258
- [FCA CF] Client dealing (9 Dec 2020 to 10 May 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 10 May 2024)
- CF30 Customer (9 Jul 2012 to 8 Dec 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (4 Jan 2010 to 3 Jul 2012)
CBS Astor Buller Ltd (no longer approved here)
FRN 515350
- Employed By (4 Jan 2010 to 3 Jul 2012)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (1 May 2009 to 27 Jan 2010)
CIL Stewart Financial Ltd (no longer approved here)
FRN 491718
- Employed By (1 May 2009 to 27 Jan 2010)
Scottish Equitable Plc (no longer approved here)
FRN 165548
- CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.