HOLYROOD ASSET MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
SC196766
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holyrood Asset Management Ltd
    2 Annfield Place
    Glasgow
    Glasgow City
    G31 2XQ
    UNITED KINGDOM
    Phone
    +4403003034495
    Web
    https://www.holyroodam.co.uk

  • Complaints Contact

    Holyrood Asset Management Ltd
    2 Annfield Place
    Glasgow
    Glasgow City
    G31 2XQ
    UNITED KINGDOM
    Phone
    +4403003034495

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Consumer Loans

    Show 2 limitations
    • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
    • · Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

  • Loan Servicing

    Show 2 limitations
    • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
    • · Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Donnelly

    IRN MXD01396

    • SMF1 Chief Executive (9 Dec 2019 to 17 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 17 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Sep 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Sep 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Sep 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 7 Dec 2018)
    • CF10 Compliance Oversight (9 Aug 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Aug 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (5 Nov 2002 to 31 Mar 2009)
    • CF3 Chief Executive (5 Jul 2002 to 8 Dec 2019)
    • CF1 Director (5 Jul 2002 to 8 Dec 2019)
  • Michael Andrew Jack

    IRN MAJ01162

    • CF30 Customer (6 Nov 2015 to 21 May 2018)
  • Paul Anthony Burns

    IRN PAB01267

    • CF30 Customer (26 Sep 2011 to 16 Mar 2012)
  • Paula Wise

    IRN PXW00116

    • CF21 Investment Adviser (3 Mar 2004 to 31 Dec 2004)
  • Robert Douglas Hope

    IRN RDH00009

    • CF21 Investment Adviser (14 May 2004 to 21 Dec 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.