Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Dec 2014)
    • CF1 Director (AR) (4 Dec 2014 to 10 Jun 2020)
    • Employed By (since 27 Nov 2014)
  • HOLYROOD ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 192637

    • CF30 Customer (26 Sep 2011 to 16 Mar 2012)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (27 Jun 2011 to 12 Sep 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (23 Nov 2010 to 20 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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