Robert Douglas Hope

• S W FINANCIAL MANAGEMENT LTD

  FRN 549836

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 26 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 26 Jan 2026)
• SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

  FRN 449607

  • [FCA CF] Client dealing (20 Oct 2025 to 26 Jan 2026)
  • [FCA CF] Functions requiring qualifications (20 Oct 2025 to 26 Jan 2026)
• True Potential Wealth Management LLP (no longer approved here)

  FRN 529810

  • [FCA CF] Client dealing (27 Feb 2020 to 17 Oct 2025)
  • [FCA CF] Functions requiring qualifications (27 Feb 2020 to 17 Oct 2025)
• Quilter Financial Limited (no longer approved here)

  FRN 497604

  • CF30 Customer (29 Nov 2017 to 20 Mar 2020)
• Alexander House Financial Services Limited (no longer approved here)

  FRN 601371

  • Employed By (29 Nov 2017 to 20 Mar 2020)
• ADVANCED ASSET CONSULTANTS LIMITED (no longer approved here)

  FRN 506551

  • CF30 Customer (19 Aug 2015 to 7 Nov 2017)
• Fairstone Financial Management Limited (no longer approved here)

  FRN 475973

  • CF30 Customer (29 Nov 2013 to 1 Sep 2015)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • CF30 Customer (17 May 2013 to 4 Dec 2013)
• Uniec Prestige Ltd (no longer approved here)

  FRN 544324

  • Employed By (17 May 2013 to 4 Dec 2013)
• Lighthouse Advisory Services Limited (no longer approved here)

  FRN 195199

  • CF30 Customer (26 Oct 2009 to 31 Dec 2011)

No changes recorded yet.