Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (9 Jun 2016 to 8 Dec 2019)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (31 Mar 2014 to 8 Dec 2019)
  • HOLYROOD ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 192637

    • CF30 Customer (17 Sep 2013 to 2 Apr 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (11 Sep 2008 to 3 Dec 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 2 Jun 2008)
    • CF21 Investment Adviser (21 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Mar 2003 to 25 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.