Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 2 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2020)
    • CF1 Director (AR) (since 16 Jan 2020)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
    • CF30 Customer (14 Sep 2015 to 8 Dec 2019)
    • (1)Employed By (since 16 Jan 2020)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (31 May 2011 to 14 Sep 2015)
  • HOLYROOD ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 192637

    • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
    • CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.